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Alliance for Building Regulatory Reform in the Digital Age
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Final Report on the Second Summit on Streamlining the Building Regulatory Process Through Interoperability September 14, 2004 Fairfax County Government Center Cosponsors: Alliance for Building Regulatory Reform in the Digital Age
The Purpose of the Summit is to: To further advance the development of technologies and
requirements needed to create a state-of-the-art integrated
and interoperable building regulatory system by bringing
togetherthe software industry, building regulatory
officials, and construction industry. TABLE OF CONTENTS I. Introduction & Purpose of Report Agenda for Second Summit II. Summit Background & Objectives III. Program IV. Next Steps Attachments: A – Alliance
Members & Affiliates B – Creating
a State-of-the-Art Interoperable Building Regulatory System C – Detailed
Outline of Second Summit D – Summit Handout
Materials: List of Contents of Second Summit Notebook F – State
of Oregon Building Codes Division Permits Online Pilot Project G – Information
Technology Industry Advisory Subcommittee Members H – NYC
Vision of Interoperability for Capital Facilities & Building
Regulatory Process I – News Release
– Software Incompatibility Adds Billions CREATING A STATE-OF-THE-ART INTEROPERABLE FINAL REPORT ON THE I. INTRODUCTION AND PURPOSE OF THIS REPORT In the United States today less than 8% of the 44,000
jurisdictions that adopt and enforce building codes make effective
and efficient use of information technology in their building
regulatory processes. Inefficient and ineffective codes
administration and enforcement programs annually cost our nation’s
$3 trillion construction industry and state and local governments
over $15 billion a year in construction delays, missed business
opportunities and unnecessary financing. (Source –
Alliance Report – "Business
Case for Regulatory Streamlining") In the summer of 2001, a public-private sector partnership, the
Alliance for Building Regulatory Reform in the Digital Age, was
formed to identify and reduce such unnecessary costs, enhance
public safety and economic competitiveness in this nation by
identifying and supporting actions that increase the effective and
efficient use of information technology by state and local
governments in their building codes adoption, administration and
enforcement programs. Among the barriers identified by the
Alliance in its first year of work was the lack of interoperable
hardware and software for state and local codes administration and
enforcement. On September 24, 2003, representatives from the hardware,
software, construction and building regulatory communities met in
New York City to identify opportunities, challenges and potential
solutions to bring about greater use of information technology in
the building regulatory process by taking steps to facilitate
industry’s production of interoperable hardware and software. From late September 2003 to early September 2004, the 47
members (see Attachment A) of
the Alliance for Building Regulatory Reform in the Digital Age
worked together with the information technology industry and
generated a series of work products identified at the New York
City Summit to stimulate the development and use of interoperable
hardware and software in the building regulatory process. To showcase those work products and to identify additional
actions needed to stimulate the development of a state-of-the-art
integrated and interoperable building regulatory process for the
nation, a Second Summit on Streamlining the Building Regulatory
Process Through Interoperability was planned and held on September
14, 2004, at the Government Center Facility of Fairfax County,
Virginia. Thirty-five representatives from the building
regulatory, construction and information technology community
participated in that program. The purpose of this report is to provide the nation’s
building regulatory, construction and information technology
communities with: See AGENDA for Second Summit on Streamlining the
Building II. BACKGROUND AND OBJECTIVES OF THE SECOND SUMMIT
The first Summit on Streamlining the Building Regulatory Process Through Interoperability was held in New York City September 24, 2003. The 55 New York City Summit attendees from the construction, information technology and building regulatory communities generated, through a series of breakout and discussion sessions, a list of three major recommendations for future Alliance actions. Those three recommended actions were:
With funding and in-kind services from Alliance partners and the I.T. community, between late September 2003 and the summer of 2004, the following work products were generated to support the above actions:
Housing and Urban Development and the National Institute of Standards and Technology, also produced:
from the software industry, established an Information Industry Advisory Subcommittee (ITIAS) which produced:
(For additional background on the First Summit and its work output see Attachment B, the Alliance’s March 23, 2004 report "Creating A State-of-the-Art Interoperable Building Regulatory System".)
The Alliance’s report, "Future Work to Develop Technologies & Requirements Needed to Further Advance the Development of a State-of-the-Art Integrated and Interoperable Building Regulatory System," called for the planning and conducting in late summer 2004 of a Second Summit on Streamlining the Building Regulatory Process Through Interoperability. In the early summer of 2004, a small planning work group was established by the Alliance to draft the agenda and identify attendees for a second summit to share the work product generated from the New York City program and further advance interoperability. Included in that planning group were representatives from: U. S. Department of Housing and Urban Development, National Institute of Standards and Technology, New York City Department of Buildings, Fairfax County, Virginia, States of Oregon, New Jersey, Maryland, Virginia and NCSBCS and its Information Technology Industry Advisory Subcommittee. In a series of conference calls and work sessions hosted by the Alliance Secretariat, the outline for a Second Summit was developed. Fairfax County, Virginia, offered to host the Second Summit and detailed Summit objectives and the agenda were set. C. Objectives of the Second Summit & Audience The objectives of the Second Summit adopted by the planning group were to speed the development of technologies and requirements needed to advance the creation of a state-of-the-art integrated and interoperable building regulatory system by bringing together software industry, building regulatory officials and the construction industry to:
The audience identified for the Second Summit was comprised of all of the attendees at the New York City Summit and other individuals representing a cross-section of the nation’s building regulatory, construction and information technology communities. A total of 150 invitations were issued out of which 35 were able to attend the September 14, 2004, Summit. (Twenty invitees sent regrets that they were unable to attend due to recent natural disasters.) III. THE SECOND SUMMIT PROGRAM – SEPTEMBER 14, 2004 To fulfill the above objectives, the Alliance Secretariat drafted and the planning work group approved a detailed Summit Outline that spelled out the speakers, Alliance work products to be reviewed, and the objectives for each part of the day-long program. (See Attachment C.) The Second Summit was divided into two segments. The morning program shared with attendees the outcome of the New York City Summit and the work products generated by the Alliance and its partners to implement the 2003 Summit’s recommended actions. The afternoon session shifted focus from "what’s been done" to promote interoperability to "what needs to be done" to build upon the accomplishments of the past year and speed the nation towards achieving the integrated and interoperable building regulatory system that is desired by all of the stakeholders. Speakers for the Second Summit were selected from those who developed the work products shared at the Summit. David Engel, Director of HUD’s Division of Affordable Housing Research & Technology, was to provide the keynote address regarding HUD’s past activities in the area of regulatory streamlining through the use of information technology and the need for a state-of-the-art integrated and interoperable building regulatory system for the nation.
The materials that were showcased at the Second Summit and included within the Second Summit’s Notebook (Attachment D list of contents included with this report) provided to all attendees, included two CD-ROM’s, reports and process maps from the following three categories of work items:
Administrators The CD-ROM includes all of the above First Summit work products plus: Model streamlining legislation, regulations; Report on Characteristics & Capabilities of 3. Information Technology Industry Input – ITIA
Subcommittee (Established in
The objectives of the morning session of the Second Summit were to update the participants on the work of the Alliance since the First Summit, to provide copies of all of the above Alliance and I.T. industry work products, and afford the audience the opportunity to ask questions regarding the development and use of the work products. The morning program was divided into six presentations that included a welcome by the meeting’s hosts, a review of the objectives and agenda of the Second Summit, the keynote address by Mr. Engel, and three separate sessions describing the above three major work product groupings. OPENING: Thirty-five representatives from the construction, information technology and building regulatory communities participated in the Summit which was held at the Fairfax County Government Center in Fairfax, Virginia. (See Attachment E for attendees list.) The morning program opened with a Sponsor’s Welcome given on behalf of Fairfax County and Commonwealth of Virginia by Stephen Garnier and on behalf of the Alliance provided by NCSBCS Executive Director and Alliance Secretary, Robert Wible. REVIEW OF PROGRAM AND UPDATE ON ALLIANCE WORK PRODUCTS: Mr. Wible reviewed the program’s objectives and the day’s agenda, followed by a detailed review of the contents of the Alliance’s Third Annual Report CD-ROM and background on the origin of the Second Summit, the first Summit work products and the contents of the attendees agenda package. Mr. Wible described the Alliance’s documentation of over $15 billion in annual savings to the construction industry and to state and local governments from effective and efficient use of information technology in the building regulatory process. He added that later in the program attendees would have the opportunity to hear from one of the authors of a recently released NIST study regarding the annual cost of $15.8 billion to the nation’s capital facilities industry due to the lack of interoperability in the design, construction, operation and maintenance and demolition of buildings. Mr. Wible also described the outcome of the Alliance/NCSBCS/AIA Survey on state and local government use of online plan submittal, processing and storage processes. In the question and answer session that followed this review, attendees were provided with information on how to use the Alliance work products in their communities or firms. OVERVIEW ON HOW INTEROPERABILITY HELPS BUILDING DEPARTMENTS: The Summit moved onto an "Overview of How Interoperability Helps Building Departments work More Effectively and Efficiently" provided by Gary Basin, Oregon Department of Consumer and Business Services and Stephen Garnier, Fairfax County. Mr. Basin distributed a report on his state’s efforts to create a uniform region-wide online permit submission and processing network, "State of Oregon – Building Codes Division Permits Online Pilot Project - Requirements Document. (See Attachment F.) Mr. Basin described in detail the benefits of an interoperable online permitting system in his state and the steps that were being taken by Oregon to achieve that goal. Mr. Garnier described Fairfax County’s extensive efforts to bring about uniformity in their zoning, planning, and building regulatory processes through the effective use of information technology. He noted the effectiveness in his County’s regulatory program of having access to the statewide online database of licensed contractors. He also stepped the attendees through the evolution of and contents of the Alliance’s Model Procurement Requirements that were based in large part on the procurements of Fairfax County and several jurisdictions in Silicon Valley, California. Both Mr. Basin and Mr. Garnier stressed in their presentation the critical importance of involving the stakeholders in their jurisdictions in development of programs to streamline their building regulatory processes through the use of information technology. During the question and answer session which followed, several attendees from local government noted the need for a "how to" guide to provide state and local governments with the step-by-step processes for building stakeholder support, adequate funding for and selecting effective and efficient hardware and software to streamline their building regulatory processes. KEYNOTE ADDRESS: The fifth presentation of the morning was a keynote address by David Engel of the HUD Office of Policy Development and Research. Mr. Engel traced HUD’s ongoing interest in the need for effective and efficient codes administration in the United States and the potential savings to homebuilders, consumers and to state and local governments from such programs. He described previous HUD-funded information technology initiatives through the Partnership for Advancing Technology in Housing (PATH Project) and how to access HUD streamlining information. Mr. Engel noted that HUD and others have documented that approximately a 25% saving of first costs can be achieved in residential construction if information technology is applied to all aspects of construction (including building regulatory processes). Mr. Engel also noted the work being done by HUD’s America’s Affordable Homes Initiative and added that it perhaps would be beneficial to add to the HUD competitive grant criteria several questions regarding actions that state and local governments are taking to streamline their building regulatory processes through the effective use of information technology. The keynoter closed his presentation by describing several challenges: the challenge of getting elected officials to understand the importance of, and then provide adequate funding for, information technology in their regulatory processes that oversee construction; the need to share information with state and local governments on effective, efficient and interoperable hardware and software that can be used in those processes; and getting the home building industry itself to make greater us of information technology. He invited the attendees and the Alliance to work with HUD towards meeting those challenges. WORK OF THE INFORMATION TECHNOLOGY INDUSTRY – THE NCSBCS INFORMATION TECHNOLOGY INDUSTRY ADVISORY SUBCOMMITTEE: The final presentation of the morning session was a report by the Paul Watkins of MobileHWY who described the origins of and work done this past year by the NCSBCS Information Technology Industry Advisory Subcommittee which he chairs. Mr. Watkins noted that the Subcommittee was established in November 2003 when NCSBCS responded to a request from the I.T. industry regarding one of the New York City Summit recommendations that a venue be provided for nation’s hardware and software industry to come together to work on Alliance products and streamlining recommendations. NCSBCS and the 38 members of the ITIA Subcommittee support the Subcommittee solely through NCSBCS membership and in-kind services. (See Attachment G for list of members of the Subcommittee.) The Subcommittee’s work products were reviewed in detail by Mr. Watkins. He noted that the ITIAS took input from the Alliance’s Expanded Core Work Group in January and worked on three initiatives: the development of draft XML Schema for online permit processing, a common standard for addresses (in conjunction with the U.S. Postal Service and the International Postal Union) and a review of other regulating processes needing an interoperability standard. He noted that early on in their work the Subcommittee determined that their work products would support the promotion of interoperability, not by dictating how to design a system, but by providing a mechanism that can ascertain how those systems communicate with each other. The draft ITIAS developed XML Schema for online permit processing, "Building Regulatory Process Interoperability Framework Implementation Specification Version 1.0," was reviewed in detail with the attendees. Mr. Watkins asked for attendee input on the draft following the Summit and noted that the next step regarding the schema was the adoption of the Version 1.0 by the Subcommittee and presentation to the NCSBCS membership for adoption and national distribution as a beta version. He noted that the ultimate goal was to upgrade the XML schema and make it available to state and local governments for them to ascertain which hardware and software was interoperable and would work with their building regulatory system. The schema also would be included in a future update of the Alliance’s Model Procurement Requirements. Mr. Watkins went on to describe two other ITIAS work products, the draft uniform addressing requirements and the criteria to review software for interoperability. In the question and answer session which followed, the Subcommittee Chairman answered questions regarding the content of the ITIAS work products, the process by which they would be adopted by NCSBCS and distributed, and the need to look at ways of coordinating ITIAS work products with other interoperability initiatives, including those of the International Alliance for Interoperability and FIATECH. C. Second Summit Afternoon Session The Second Summit afternoon program involved three sessions all targeted at identifying barriers to interoperability and actions that the Alliance could take to overcome those barriers. ADDITIONAL TECHNOLOGIES AND REQUIREMENTS TO ACHIEVE INTEGRATED AND INTEROPERABLE BUILDING REGUALTORY PROCESS FOR THE NATION: Mark Topping, New York City Summit host and Deputy Commissioner for Administration and Technology of the NYC Department of Buildings, opened the afternoon session by reviewing actions New York City took after the first summit to incorporate interoperability provisions into their procurement of software for use in their building regulatory process. Mr. Topping also shared New York City’s vision of what an integrated and interoperable building regulatory system would look like (Attachment H), and what the benefits of such a system would be to the construction industry and to state and local governments.Mr. Topping’s remarks were followed by a presentation by John Dettbarn, of the Facility Engineer and Management Group and one of the co-authors of the NIST report on "Inadequate Interoperability Cost Analysis of U.S. Capital Facilities Industry." Mr. Dettbarn described the origins of the study and its methodology. He went over the reports major findings that document over $15.8 billion in annual costs (avoidance costs, mitigation costs and delay costs) to the capital facilities industry caused by a lack of interoperable hardware and software for use in the design, construction, operation, maintenance and demolition of buildings. A background news release on this study was distributed (Attachment I) and information was shared as to how to access it online from www.bfrl.nist.gov/oae/oae.html.WHAT ARE THE BARRIERS TO INTEROPERBILITY & WHAT ACTIONS SHOULD THE ALLIANCE TAKE TO OVERCOME THEM: The Second Summit moved from presentations into a workshop setting to generate recommended next actions for the Alliance. Two facilitators handled the session, Tom Teague, Protesoft and Expanded Core Work Group Member, and Robert Wible, Alliance Secretary. The first portion of the session involved leading the attendees in the identification of barriers being faced by government, the information technology industry, and by the construction community to interoperability. In a 45-minute session, 13 barriers to interoperability for government, 17 barriers for the information technology industry, and 13 barriers for the construction industry were identified. (The detailed lists are provided below.) Taking those three lists, the attendees then spent the final hour of the program identifying and discussing actions the Alliance, in coordination with the information technology community, should take in the short and long term to overcome those barriers. Sixteen such actions were identified and are listed below as well. CLOSING OF SECOND SUMMIT: The Summit attendees recommended that the output from the afternoon session be taken by the Alliance and distributed for further input in two additional venues: the upcoming Fourth National Forum on Building Smarter in the Digital Age, being held in Salt Lake City, Utah, September 30, 2004; and the distribution of the output to all of the Alliance partners and to the information technology community for their comments. The attendees also thought that the Alliance should take the action recommendations and place them into a prioritized list of actions. (A first draft at that list is provided at the end of this report.) At the close of this session, NCSBCS noted that following those two input efforts the Alliance’s Coordinating and Planning Committee would meet to finalize the revised Alliance updated work plan to incorporate the Second Summit recommendations. At 4:30 p.m. the Second Summit was concluded with a thank you statement by Summit cosponsor and Maryland chief building official, James Hanna; and by host Stephen Garnier from Fairfax County. D. Detailed Output from Afternoon Work Sessions on Barriers to Interoperability & Actions the Alliance Can Take to Reduce/Eliminate Them
IV. NEXT STEPS FOR ALLIANCE BASED UPON SECOND SUMMIT OUTPUT At the close of the Second Summit, participants concurred in the need to share the output from the program with the attendees at the Fourth National Forum on Building Smarter in the Digital Age and the I.T. community and then generate an updated action agenda built around the implementation of the recommended next steps for the Alliance that had been identified that afternoon. As noted in the opening of this report, the third objective of this document is to offer the building regulatory, information technology and construction industries an outline for combined cooperative action to advance the creation of a state-of-the-art integrated and interoperable building regulatory system for our nation. To facilitate that objective, based upon the output from the Second Summit, this report concludes with the following draft of recommended next steps for the Alliance and the stakeholders in the building regulatory, construction and information technology industries. DRAFT RECOMMENDED STEP 1 ITEMS – Short-Term Actions – Next 6 months
DRAFT RECOMMENDED STEP 2 ITEMS - Mid-Term Actions – Next 12 months
DRAFT RECOMMENDED STEP 3 ITEMS – Long-Term Actions – Next 24 months
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